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Idaho Librarian |
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THE DAY THE UNIVERSITY CHANGED |
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Introduction
-- The Flood at Colorado State University The largest
water-related library disaster in U.S. history occurred at Colorado
State University’s (CSU) Morgan Library in Fort Collins, Colorado on
July 28, 1997. This flood
was caused by a series of summer rainstorms that began the day
earlier, July 27–and lasted off and on for about 31 hours,
culminating in a five-hour torrent that saturated the foothills
surrounding Fort Collins with 10 to 14.5 inches of rainfall.1
The arid soil in the surrounding hills quickly became
saturated; the resultant rapid runoff flowed into low areas of the
town and caused a river to swell its banks which led to five deaths in
a mobile home trailer park near the University.
The storm was characterized as a “100 year event.” CSU was not unscathed. Runoff combined with detritus began to fill the below-grade floors of approximately one third of its campus buildings.2 On the football field adjacent to the Morgan Library, pooled rainwater collected until a natural earthen berm gave way under the water’s increasing weight and sent a wave of water and debris racing toward the library’s newly-completed, below-ground addition. The water forced its way into the building through a basement window that exploded as a portion of the wall collapsed. The water filled the room to a depth of eight feet (more than two meters), completely submerging the stacks.
Approximately 425,000 books consisting primarily of twentieth-century science books and journals were saturated by rushing water mixed with ceiling tiles and grime. The swirling water washed books from their shelves and knocked down some of the free-standing, baked enamel shelving.
The force of the
moving water actually forced several volumes up through the duct work
of the building’s air handling system and deposited them on the
ground outside the building where they were discovered several days
later lodged in the mud. The
Response CSU responded to
the crisis immediately by hiring a consultant to coordinate the
simultaneous restoration of its 30+ damaged buildings, and President
Albert C. Yates and his Administrative Council determined that the
campus (which was between semesters when the disaster struck) would
seamlessly resume operations without interruption.
He planned to reopen the campus the following week and welcome
students back for summer quarter to ensure the institution’s fiscal
as well as academic continuity. The
University also hired a professional disaster recovery firm
specializing in library recovery to address the problem of the Morgan
Library’s books. The
campus-wide consultant, having no expertise in the recovery of library
material, then invited me to consult with him on library conservation
issues, an offer readily accepted. My first reaction upon reaching the disaster site two days after the water had been pumped from the basement was one of surprise at how little damage had occurred to the town of Fort Collins proper, and then disbelief at the amount of devastation that had occurred specifically inside Morgan Library. Within 24 hours, flood waters were removed from Morgan Library’s basement with the use of portable electrical pumps. As the sodden collection sat exposed to air awaiting the next stages of recovery, the library’s new, steel compact shelving was slowly destroyed by expansion of the swelling books. In places, swollen sets of journals performed gymnastic feats, arching away from their shelves a full 10 inches like silent, buckram-covered accordions.
All electricity
within the library was incapacitated by the sudden intrusion of water
into the building, and the damaged central heating, ventilation, and
air conditioning (HVAC) system remained inoperable for nearly a week.
The flood
prompted Colorado Governor Roy Romer to expeditiously request Federal
assistance. Within days
President Bill Clinton declared Fort Collins a Federal Emergency area
and initiated the involvement of the Federal Emergency Management
Agency (FEMA). Aid was
immediately administered to the residents of the damaged trailer park
near the University, but a question arose concerning FEMA’s fiscal
responsibility to CSU. In
Federal parlance, the formal definition of a “flood” is water
overflowing the banks of a river.
Since the CSU campus was affected only by rainwater running off
the surrounding foothills, it appeared the University would not
qualify for Federal assistance. Fortunately
for all concerned, the University was adequately insured under State
policies and this issue became, while intellectually challenging, a
moot point. The
Packout The packout was
initiated by the disaster recovery firm specializing in library
recovery. Arriving
on-site, I observed the firm’s temporary employees (temps) loading
books into unlined, paperboard "banker's boxes"
(15"x12"x10") that were subsequently moved to a
conveyor belt assembled on the stairway connecting the basement with
the library’s ground floor. The
boxes were tossed down onto this conveyor belt with a loud “thud”
as though they contained frozen turkeys, and moved upstairs to the
first floor where they were transferred onto two-wheeled dollies.
The boxes were then rolled outside, loaded onto pallets, and
subsequently hoisted into refrigerated tractor trailers for transport
to a commercial cold storage facility in Laramie, Wyoming
(approximately one hour north of Fort Collins).
Empty bookshelves were being dismantled and piled around the
perimeter of the basement. While
conducting an initial assessment, I ran into one person who didn’t
seem to be employed by the disaster recovery firm, but inquired
whether I had seen a copy of one of his favorite books.
I believe he was looking for a volume of Kierkegaard!
Large areas of this floor remained unlit, and numerous,
water-logged volumes scattered randomly about the floor were being
gradually ground into pulp under the boot heels of the untrained
temps. The recovery
was moving slowly and without sufficient care, but the situation came
to a head the following morning at 7:00 during the daily orientation
meeting when the University’s consultant asked the library recovery
firm to estimate its recovery costs for the library.
The response was that the “packout” alone (e.g., removing
the books from the library to a commercial freezing plant), would cost
$1.5 million; approximately $3.50 per book.
As this figure did not address cleaning or drying of the
collection (which might have totaled $20 million), the University’s
consultant called a meeting with President Yates and his Council to
discuss the appropriateness of requesting a competitive bid. The meeting
with President Yates occurred later that afternoon lasted 25 minutes.
After listening to the concerns of the consultant followed by
my assessment of the situation, President Yates terminated the
contract with the first library recovery firm and replaced them with a
second firm from Fort Worth, Texas that estimated the total recovery
cost for the library (including packout, transportation, freezing, and
drying) was $2.3 million ($5.45 per book).
In the throes of a natural disaster which, by its very nature
elicits knee-jerk reactions, this particular meeting evoked the most
dynamic decision-making strategy I have ever witnessed.
Unfortunately, lost in the process of contract termination was
some critical information, such as the whereabouts of a missing
semi-truck full of student records.
Bright and early on the fourth day after the draining of the basement, the second recovery company took control of the library’s recovery operation. Small groups of temps (six to eight people) were assigned to individual supervisors who had complete authority to fire at will, immediately eliminating issues of temp accountability. The library’s perimeter was secured and future access by well-meaning interlopers denied. Randomly strewn books were picked up from the floor; disassembled bookshelves were passed out of the building, via a human chain, and deposited in nearby construction dumpsters; and the carpeting was pulled up and removed to reduce the moisture content inside the building. Extension cords and task lighting were hung from the ceiling and darkened areas of the floor became illuminated.
Paperboard boxes
were assembled en masse in the basement, and lined with black plastic
garbage bags to prevent the cardboard from becoming soggy. The boxes were filled with waterlogged books, marked on the
sides with tracking and retrieval codes, and moved via two-wheeled
dollies through the hole in the wall where the flood waters had
originally entered the basement.
An intermittent summer rain required a waterproof tarpaulin be
placed over the conveyor belt that moved the boxes up to ground level
where they were stacked 27-boxes-per-pallet in a 3 x 3 x 3
configuration. Each
filled pallet was rotated on an industrial-sized Lazy-Susan and
wrapped in clear plastic wrap to stabilize the boxes in transit.
A propane-powered forklift was used to load the pallets into
the refrigerated trailers of waiting semi-trucks.
Each pallet was packed
only one-high to avoid crushing the paperboard boxes, and a small
aisle down the center of the tractor trailer was left clear. At the
suggestion of Dr. Robert McComb (Research Chemist, Library of
Congress, now retired), a 20-ton tanker-trailer of liquid nitrogen was
brought on site, and each of the fully loaded refrigerated tractor
trailers (“reefers” in the parlance of the trucking industry)
containing the wet collection was blast-cooled to radically reduce the
temperature of the books. The
liquid nitrogen was transferred to the reefers through a one-inch
diameter plumbing pipe (with holes drilled about every 12 inches) slid
under the back door of the trailer and down the small aisle between
the pallets. To prevent liquid nitrogen from leaking through drain holes
in the floor boards and freezing the truck’s tires, plywood boards
were placed between the rear tires and the bed of the reefer. This methodology proved effective for rapidly reducing the
summer temperatures inside the reefers to allow the trailer’s
cooling system to operate more effectively on the short trip to the
closest commercial cold storage facility in Laramie, Wyoming, and at
$500 per tanker-trailer, the cost proved quite reasonable: only two
tanker-trailers were needed to complete the entire packout.
The collection remained at this cold storage facility in
Wyoming until the packout was completed, and was then transferred to a
second cold storage facility in Fort Worth, Texas to be near the
library recovery firm for further treatment.
A visit to
the Wyoming facility about a week into the recovery revealed that the
unlined, paperboard boxes removed by the first recovery firm during
the first two days of the packout had become saturated and were now
collapsing under their own weight, limiting to three high the height
the now-crated pallets could be stacked.
The boxes lined with black plastic retained their physical
integrity, allowing each of these crated pallets to be stacked four
high inside the commercial freezer and later facilitating further
handling of the boxes without risk of doing harm to their contents.
The “lost” reefer containing student records was discovered
on a dirt siding near the freezer plant, its refrigeration unit shut
off and the sweltering records reeking of deteriorating biological
matter. The packout took
a total of 14 days to complete. Building
Cleaning Once the
collection was removed from the Morgan Library basement, all damaged,
detachable building components (carpet, wall board, ceiling tiles,
etc.) were stripped from the space down to the concrete floor and the
wall studs. Concrete surfaces and duct work contaminated by mold were
disinfected with “Simple Green” and “Zep-O-Mint,” two
commercially-available products each containing 5% o-Benzyl-p-chlorophenol.
The duct work was then coated with “Foster’s,” an
antibacterial agent containing barium metaborite, to prevent future
regeneration of mold in those tight spaces.
Mold Visible signs of mold appeared in the damp Morgan Library basement approximately three days after the water was pumped from the building. Efforts were initiated immediately to control the temperature and relative humidity within the basement which was isolated from the building’s first floor by taping black plastic sheeting over all doorways. Dehumidifiers, powered by portable diesel generators, were used to pump desiccated air throughout the building in an attempt to dry the basement and prevent mold from spontaneously spreading to the remaining four floors of the building.
This
tactic proved successful above ground, but little could be done to
counteract the huge amount of moisture trapped within the wallboard,
books, and other porous material in the basement.
Portable air conditioning units were set up in the basement,
but their cooling capacity was inadequate, leaving temperatures to
hover at approximately 65 degrees Fahrenheit, not nearly cold enough
to retard mold growth. By the fourth day of the recovery, mold could be seen growing profusely on all flood-damaged surfaces, further damaging the already battered book collection and considerably complicating the recovery process. Mycologist Dr. Douglas A. Rice (Environmental Health and Safety, CSU) identified at least thirteen strains of mold growing in the basement,3 approximately half of which were feeding on the paper-based collection. Additionally, human safety concerns led to the use of particle masks to reduce the health risk to all workers during the day,4 and a desire to fumigate the library’s basement at night.
Disagreement about which sterilant to apply delayed its use for
two days. The debate
hinged on the need to identify a sterilant that could be adequately
dispelled from the closed space by morning to allow workers to safely
breathe the ambient air and continue salvaging the collection.
Finally, Ortho-phenylphenol (OPP) was settled upon and
applications were sprayed on with bug sprayers during three successive
nights after the work crew was released.5
This helped reduce, but by no means eliminate, the growth of
mold in the Morgan Library basement.
The visible
effects of mold on the collection increased with each day the books
remained wet in the library basement.
Active conidia became more and more noticeable on bookbindings
and text edges, and, as time passed, staining became evident on the
endpapers. This
discoloration continued to progress into the leaves of the text until
the books were finally frozen and the mold became dormant.
Books recovered during the first few days of the packout
exhibited little or no text staining, while books recovered in the
last few days of the recovery frequently had damage extending 20 or
more pages into the volume from either cover.
Additionally, the first examples of dried books returned to CSU
from freeze drying chambers in Texas (about 30 days into the recovery)
contained a foul odor of decomposing organic matter not dissimilar to
rotting sea life. It
became abundantly clear that drying alone would not adequately address
the mold problem. In an
attempt to respond to the growing concern about biological damage to
the collection, conservators, chemists, and mold experts throughout
North America were contacted to try to identify the most appropriate
mass-sterilization technique for treating these books.
During the course of this investigation I learned that the
success with which conidia survive in nature is based on a number of
variables, including the species’ specific “resistance to
deleterious agents, temperature extremes, chemicals, radiations,
desiccation, competitive saprophytic ability, and mutational
capacity.”6
It also became clear that mold can be extremely hardy:
in a test situation, cultures of Aspergillus were shown to
survive for 22 years, while Penicillium survived for 10 years.7
Both of these molds commonly occur in library material and were
present in the CSU disaster. It
was also discovered that mold cultures can be preserved for long-term
biological study by freeze drying8
or flash freezing with nitrogen, both of which occurred to the Morgan
Library’s books during the recovery process, and neither of which
was responsible for killing more than a small percentage of the mold.9 Toxicological
Issues The degree to
which people are affected by mold depends upon the species involved,
level of exposure, and a person’s sensitivity to it.
The most common epidemiological reaction is allergenic which
varies in severity from person to person.
A second mold reaction is intoxication which can occur as the
result of ingesting or inhaling toxic mold metabolite.
The third type of reaction is infection colonization of human
tissue resulting in the growth of the organism within (or on) the
body. People at the
greatest risk of contracting mold infections are those with suppressed
immune systems (e.g., people suffering from AIDS, undergoing
chemotherapy, or recovering from an organ transplant), or weakened
heart or lung conditions, including asthma. Trying to
define how much mold is acceptable on library books turned out to be a
key to understanding the long-term public health risks faced by CSU in
the aftermath of the flood. Dr.
Harriet Burge (Associate Professor, Environmental Microbiology,
Harvard School of Public Health), a preeminent expert on mold and
human health issues in the U.S., suggested, “Visible, living mold is
certainly not acceptable, nor [is it acceptable if] there is
sufficient active mold growth so that moldy odors are evident,” as
mold odors can result from the presence of dormant spores.
In terms of being able to quantify these observations, however,
Dr. Burge explained, “There is no data on which to base surface
measurements. I usually
consider surfaces that are not visibly moldy and produce one or two
colonies of mixed types per square inch [when incubated] to [be]
normal. This is
predicated on sampling considerably more than one square inch surface,
of course. On the other
hand, if a surface produces an essentially pure culture of one fungus
with more than twenty colonies from the test area sampled, then I
would judge that active growth is still occurring.”10 Mold,
whether living or dead, can cause human health problems.
Dr. Burge continued, “The reason for sterilization is to
prevent continued [mold] growth, not to reduce [human health] risk.
Dead fungi contain allergens and toxins as well as live ones.
The health effects from lung colonization can be ruled out as a
result of sterilization, but hypersensitive reactions will not be
eliminated.”11
An equally significant concern is whether the sterilant used
has the potential for causing toxicological problems of its own, and
the duration of this secondary but equally important risk.
This issue is at the heart of the current trend in U.S.
conservation to avoid sterilization, a point summarized by John Haines
and Stuart Kohler, who stated: “If a spore is an allergen when it is
viable it is still an allergen when it is nonviable, but if it was
treated with a toxin [e.g., a fumigant] it now has a coating of toxin
in addition to its allergenicity.12
And finally,
a key question relating to CSU’s long-term liability was, “How
long does dead mold on books remain a health risk?”
Again, Dr. Burge explained, “Mold spores are designed to be
resistant, so they last a long time.
Allergens, however, are proteins and probably degrade with some
rapidity, although no one has the slightest idea (as far as I know)
what the time course might be for a dry spore.
It is known that mold allergen extracts can lose potency within
weeks.”13
To safeguard staff and patrons from ingesting mold as a result
of handling infected library materials, a standard protocol for
removing dry, inactive mold from a limited number of books is to
vacuum the friable material into a high efficiency particle (HEPA)
filter, sweeping it towards the vacuum cleaner nozzle with a soft
brush (working in a well ventilated area or fume hood and wearing
disposable gloves and a particulate respirator).
The quantity of spores contained collectively in CSU’s
425,000 damaged volumes made this approach impossible, and an
expeditious alternative was simply to wipe off the majority of
visible, friable material after the mold was sterilized (workers wore
protective clothing and used disposable rags). Current
Treatment Options for Mold There are two
diametrically opposed schools of thought governing the recovery of
mold-damaged library material. The
first advocates maintaining reduced RH levels inside the building to
force mold spores into a non-active state and prevent further mold
growth. The second champions the use of sterilants to kill mold
spores. The reality is that once an outbreak occurs and people start expressing grave concern about human health risks, an optimal method for addressing mold that is both efficacious and non-damaging to library material does not really exist yet.
Further,
precious little testing has been conducted to date to determine the
long-term effects of sterilants on the permanence of library material.
Environmental
Control Maintaining
stringent environmental controls (e.g., 40% RH +/- 5% and 68-72E
F, with constant air movement14)
within the storage facility will prevent mold from growing.
Within this type of constantly controlled environment, nearly
all types of germinating mold spores will also stop growing, and new
spores will not germinate. However,
many collecting institutions worldwide lack optimal (or any!)
environmental controls, which can lead to circumstances that naturally
promote mold growth. And,
as in the case of CSU, even a facility that normally operates an HVAC
system capable of maintaining optimal temperature and humidity ranges
can have that norm tragically interrupted.
Sterilization As noted in a
study by Haines and Kohler on fumigation of archival material, “To
rid books and paper of mold problems by non-destructive chemical
application with a minimum of human contact would appear to be an
attractive course of action. The
problem with this approach is that most fungicides are either
hazardous gasses that pose a health risk to the user or solutions that
may damage cellulosic material.”15
Given the fragility of book paper, a monumental obstacle to
sterilizing books after a mold outbreak is the difficulty of killing
every spore, including thoroughly penetrating the interior of the
book’s pages. Even in
an experimental setting where better than 99% of the conidia were
killed by fumigation, Haines and Kohler acknowledge this to be “an
almost insignificant loss to a fungus which can produce hundreds of
thousands of spores in a small colony started from a single spore.”16 Further, as mold spores are ubiquitous in the Earth’s
atmosphere,17and
that any sterilized surface provides an optimal medium on which new
spores can germinate given the right conditions.
Florian observed, “Parchments have been reported to be more
prone to fungal infestation after ethylene oxide fumigation
treatment.”18
Again, environmental controls remain a key to preventing
ongoing outbreaks. What follows
is a brief review of some of the most common options. Thymol Thymol has been
reported to provide effective sterilization of mold in books,19 but this treatment is
known to deposit a very long-lived and unpleasant odor in paper that
never seems to completely dissipate.
Additionally, relatively recent testing draws into question
thymol’s efficacy,20
although this finding has been a topic of some debate.21 Ethylene
oxide Historically,
ethylene oxide (EtO) was often recommended as the most effective
sterilant for library materials,22
but even in a laboratory setting it has been shown to provide less
than perfect results.23 Dr. McComb noted that multiple applications of EtO improved
its efficacy.24
EtO has been
registered as an antimicrobial pesticide since 1948 and is commonly
used as a sterilant in health care facilities because of its potency
to destroy pathogens through an alkalization reaction.
It is also flammable and explosive, a known carcinogen, and a
toxic air contaminant.25
Protocols for using EtO in a commercial setting include:
sealing and evacuating air from a chamber (typically large enough to
drive in pallets of material), adjusting the temperature and pressure
(e.g., slightly below atmospheric for pure EtO), soaking the contents
of the chamber in the sterilant for 4 to 24 hours, evacuating the
sterilant, and bathing the contents in a series of fresh air washes to
remove residual EtO. Further
aeration follows (three-to-five days) after the gas has been evacuated
from the chamber to allow for the complete dissipation of the gas.26
In the U.S., use of EtO is regulated by the Environmental Protection
Agency. This material has fallen out use in North American library
conservation,27
and is avoided by commercial recovery companies due to concerns about
future off gassing of EtO in confined spaces.28
Ortho-phenylphenol Ortho-phenylphenol
(OPP) was successfully used by Dr. McComb in a library disaster
recovery situation in 1976 at Temple University in Philadelphia, PA
following the Klein Law Library fire, and remains his preferred
sterilization option for library material.29
OPP, a salt requiring application by hand as an aqueous spray,
is a common, commercial sterilant frequently used as an antiseptic for
hospital floors, on fresh fruit prior to shipping, and for many years
as the active ingredient in Lysol® Brand Disinfectant
Spray.30
Human safety issues are well understood with OPP which readily
dissipates in air and which the Environmental Protection Agency
classifies in a low-risk group of possible carcinogens (Group 2B).31
Opp’s long-term effects on books and paper are less well understood.
Robert Weinberg (Graphic Conservation Company, Chicago),
expressed concern that over a period of 10 years he had observed OPP
yellowing the paper backings on framed works of art.32
Gaseous
ammonia Gaseous ammonia
was recommended as a treatment option by Weinberg.33
A material that holds some promise as it is inexpensive,
gaseous ammonia poses few long-term toxicity problems, and may even
improve the pH of paper as a bi-product of treatment.
However, controlled studies have yet to be conducted to
determine this material’s efficacy as a sterilant or its long-term
effects on paper. Ozone Ozone is commonly
used in the disaster recovery industry to eliminate odors resulting
from smoke. More
recently, ozone has come under investigation by the Los Alamos
National Laboratory for treatment of biological pathogens and seems to
offer promising results,34but efficacy data
related to a wide range of molds commonly associated with disaster
situations is not available. On
the CSU campus, Dr. Rice expressed interest in investigating its
potential as a fumigant after ozone was successfully used to reduce
the percentage of viable conidia in post-flood damaged buildings
(other than the library). Ozone
however, is one of the constituents of photochemical smog and well
documented as a degrader of cellulose (e.g., cloth and paper) and
dyes,35
and as of this writing nothing is known about the long-term risks to
books at the concentrations and duration of exposure necessary to kill
mold. Radiation
Both gamma and
electron-beam radiation have been applied to commercial sterilization
since the 1950s and bring to the problem the advantage of producing no
harmful emissions. Gamma
radiation is currently produced by cobalt-60, while electron-beam is
ionizing radiation produced by accelerators ranging in energies from 3
MeV to 12 MeV (million electron volts); both kill mold by damaging the
DNA molecule.36 Only
rudimentary research on gamma radiation as a sterilant for
mold-damaged books had been done at the time of the CSU flood,37
but subsequent investigations by Adamo et. al. (1998 and 2001) suggest
that low-level radiation offers an effective option for sterilizing
mold-contaminated, library material without causing significant damage
to cellulose or posing long-term health risks.38
Electron-beam
(e-baem) radiation also holds promise for treating mold-damaged books
as the dose rate used is significantly less than with gamma radiation,
but no testing has been done in this area to date.39
In test situations, some healthcare products have proven to
degrade less when exposed to electron-beam radiation than to gamma
radiation, but the penetration is not as thorough.
Observations from the commercial disaster recovery field
suggest electron-beam radiation is not as effective as gamma radiation
in practice due to the density of boxed books.40
CSU
Treatment Specifications A number of
factors affected the treatment specifications designed for CSU’s
book collection. Being a
research library, it was known that the damaged material was intended
for long-term (permanent) retention.
However, the collection was made up predominantly of scientific
journals and monographs 100 years old or less, indicating that some
material would be relatively easy to replace as opposed to treat.
While mold
affected the collection to differing degrees, it is fair to
characterize all of the books as having been thoroughly wet and
affected by mold. Due to the number of items impacted (425,000 volumes), any
technique adopted needed to be efficient and adaptable to a
mass-production approach. And,
the institution determined that sterilization was an important step
for all material before returning the collection to active use to
minimize the long-term health risks to its patrons from recurrent mold
growth. Replacement
Program Over a period of
months, a list of all collection material damaged by the flood was
extracted from the library’s online catalog.
This list was electronically distributed to research libraries
throughout the U.S. with a plea that duplicate copies of the
identified journals and monographs be sent to CSU as gifts to help
Morgan Library expedite its recovery process.
A generous response resulted and CSU received over 400,000 gift
items. These books and
journals were systematically sorted and compared with the shelf list,
but despite the specificity of the items requested, only about one
fourth of the gifts books received matched the flood-damaged items.
As these 100,000 desirable items were identified, the material
was accessioned and instructions sent to the library recovery firm in
Texas to discard the damaged, duplicate copy. Additionally,
a photocopy page-replacement program was established through
interlibrary loans. Pages
badly stained by mold were excised from the text and replaced with
photocopy replacements prior to rebinding, reducing the visual
disfigurement caused in the most egregious examples of mold damage. Washing
and Drying CSU’s
water-damaged books were shipped frozen using commercial overland
trucking firms from the commercial cold storage facility in Wyoming to
another commercial cold storage facility in Fort Worth, Texas.
Books remained frozen until they could be treated by Belfor USA
(2425 Blue Smoke Court South, Fort Worth, TX
76105, tel. 817-535-6793). Before
drying, the books were checked against the list of replacement gift
items received by CSU and the damaged duplicates discarded.
This searching to locate duplicates added significantly to the
total time on the job, one of several steps added to the protocol that
contributed to the final cost being higher than the initial estimate. The books
were thawed, washing in clean, running water to remove dirt and mold,
squeezed to remove excess water, and then re-frozen.
Three freeze drying chambers were used simultaneously, with
7,000 frozen books treated per load (21,000 volumes total).
The frozen books were wheeled into the chambers on mobile racks
that were internally heated to approximately 95 degrees Fahrenheit.
Sublimation of the books occurred by maintaining the pressure
inside each chamber below 4.57 mm Hg (typically, it was below 1 mm
Hg), with the temperature ranging between 70 and 80 degrees
Fahrenheit. The complete
drying cycle, depending on the amount of water contained in the books,
took between two and three weeks. Sterilization Following the
drying process, the books were sent to SteriGenics , a commercial
sterilization company (the Ft. Worth, TX office can be reached at
817-293-0999, with corporate offices at 8550 West Bryn Mawr Avenue,
Suite 600, Chicago, IL 60631; tel. 800-472-4508) for gamma radiation
treatment. Due to the
variability of the density of each box of books, the radiation was
guaranteed to range between 15 and 25 KiloGrays. Wipe
down and Shipping Following
sterilization, small amounts of mold not previously removed by washing
were wiped from the book exteriors with natural rubber sponges, the
volumes once again packed in boxes, placed on pallets, and shipped
back to CSU by a commercial trucking firm. Page
Replacement and Rebinding At CSU, the dried
books were inspected and page
replacements were ordered through interlibrary loan for badly
mold-stained pages. Badly
stained pages were removed, photocopy duplicates inserted in their
place, and all other torn sheets repaired.
The books were then sent for commercial library binding and the
water-damaged covers replaced with new buckram bindings. Total
costs The final cost for
the treatment regimen performed by the library recovery firm
(including packout; building cleaning; transport of wet books from
Fort Collins, CO to Laramie, WY; freezing; transport of frozen books
to Fort Worth, TX; washing; re-freezing; freeze drying; sterilization
by gamma radiation; final wipe down; and transportation from Fort
Worth, TX back to Fort Collins, CO) was approximately $9.00 per volume
($3,825,000).41 The total cost to the Library to return the entire
water-damaged collection to active service, including the above
mentioned treatment regimen, their own in-house processing,
photocopying, mending, and commercial library rebinding was
approximate $30.00 per book ($12,750,000).
The process took approximately two years to accomplish. Lessons
Learned
2.
Conservation Consultant:
A conservator experienced in disaster recovery should be 3. Pre-Select the Commercial Disaster Recovery Firm: Three days of organizational and recovery time were needlessly lost at CSU due to the initial selection of the wrong disaster recovery firm. This delay resulted in increased mold damage to the collection. Institutions are advised to pre-select a competent commercial disaster recovery firm in an informed way (scrutinizing prices, services offered, and previous customer satisfaction), and to pre-authorize this firm's services contractually to avoid delays or improprieties when awarding a recovery contract. The author would be pleased to discuss his experiences and offer recommendations on this point with anyone who is interested. 4.
Recovery Capital: Money is critical to effectively
implementing a disaster recovery in a timely fashion.
Determining an institution’s current insurance coverage,
including limits of liability and exclusionary clauses in the policy is
critical to creating a viable disaster response plan.
Determining who within an institution is able to initiate this
type of expenditure in a crisis should also be a part of the plan. 5.
Health and Safety: Long-term
health risks can arise from exposure to mold, infectious or hazardous
agents, and unexpected workplace hazards (including electrocution).
Disaster recovery can be physically exhausting, psychologically
demanding work and should be conducted by people familiar with the
attendant health and safety issues, and everyone involved in the
recovery should take appropriate precautions. 6.
Controlling Mold: Reducing
mold growth in situ in a recovery situation requires immediate use of
significant amounts of cooling, which can include in-house HVAC (when
operational), portable air conditioning units, and refrigerator freezer
trucks (including the use of CO2).
Temperatures within the flooded facility should be maintained at
approximately 45 degrees Fahrenheit to effectively retard mold growth.
Additionally, in a large-scale recovery, mold formation may be
able to be delayed and retarded by inundating wet spaces with ozone each
evening when the work crew is released, and “washing” the area with
fresh air in the morning before work commences. 7.
Disaster Planning: Each
of the foregoing points are issues that can be addressed in an
institution’s disaster plan (which is only as strong as it is real).
Post-disaster evaluation can also help prevent future problems;
in the case of CSU, a retaining wall was constructed outside the Morgan
Library designed to buffer the building from future flash floods.
1.
Doesken, Nolan J. And Thomas B. McKee, “An analysis of
rainfall for the July 28, 1997 flood in Fort Collins, Colorado,”
Colorado Climate Center, Atmospheric Science Department, Colorado
State University, Fort Collins, CO 80523-1371, report retrieve
4/24/99 from: http://ccc.atmos.colostate.edu/~odie/rain.html.
2.
Media and Community Relations, Colorado State University,
“Lessons of recovery: Colorado State University public relations
response to crisis,” Colorado State University, Fort Collins, CO
80523-1371, report retrieve 4/24/99 from: http://ccc.colostate.edu/floodreco...-relations-response-to-crisis.html. 3.
Fungal genera
identified in the Morgan Library by mycologist Dr. Douglas A. Rice
(Environmental Health and Safety, CSU) after the flood included:
Absidia, Alternaria, Aspergillus, Botrytis, Chrysonilia,
Cladosporium, Curvularia, Fusarium, Paecilomyces, Penicillium,
Stachybotrys, Trichothecium, plus yeast. 4.
Rossol, Monona, “Conservators and restorers face flood
hazards,” Abbey
Newsletter 17, no. 3(August 1993):
3-4. The article states: “A NIOSH-approved toxic dust mask is
probably sufficient for moderate mold concentrations.
For higher concentrations, use a cartridge respirator with
toxic dust filters.” 6.
Mary-Lou E. Florian, “Conidial fungi (mould, mildew)
biology: A basis for logical prevention, eradication and treatment
for museum and archival collections,” Leather conservation news
10 (1994): 1-28. See
also, Mary-Lou E. Florian, Heritage eaters: insects and fungi in
heritage collections, (London: James and James, 1997). 7.
A. S. Sussman, “Dormancy and conidia germination in the
fungi, an advanced treatise, “ in G. C. Ainsworth and A. S.
Sussman (eds.), The
fungal organism, vol. 2,
(San Diego, CA: Academic Press, 1966), 733-760.
Cited in Florian, 1994. 8.
John McCleary, Vacuum
freeze-drying, a method used to salvage water-damaged archival and
library materials: A RAMP study with guidelines,
Paris: United Nations Educational, Scientific and Cultural
Organization (UNESCO), 1987. 10.
Dr. Harriet A. Burge, Associate
Professor of Environmental Microbiology, Harvard School of Public
Health, Harvard University, LM-404M, 401 Park Drive, 4th Floor,
Boston, MA 02215; email: hburge@hohp.harvard.edu, personal
communication, 31 October 1997. 11.
Ibid. 12.
John H. Haines and
Stuart A. Kohler, “An evaluation of ortho-phenyl phenol as a
fungicidal fumigant for archives and libraries,” Journal of the
American Institute for Conservation 25, no.1 (1986):
49-55. 13.
Burge, 1997, op.
cit. 14.
Experience indicates that air movement
is a significant factor in mold prevention.
When asked if she had observed the phenomenon that, all
things being equal, mold seemed less likely to germinate in areas of
a building with good air flow, Dr. Harriet Burge replied, “I have
noticed the same thing. I
assume it is because there is more chance of condensation and less
of evaporation in such sites. I
think air circulation is an important preventive measure, especially
in spaces where there are lots of nooks and crannies.”
Personal email communication, 23 July 2003. 15.
Ibid. 16.
Ibid. 17.
Harriet A. Burge et al., “Fungi in libraries: an aerometric
survey, Mycopathologia 64,
no. 2 (1980), 67-72. 19.
Mary-Lou E. Florian, “The thymol cabinet–fungicidal efficiency,”
(Research report), Canadian Conservation Institute, 1975, cited in
Haines and Kohler, 1986. 20.
Haines and Kohler, 1986, op.
cit. 21.
Mary-Lou E. Florian, “Letter to the editor,”
Journal of the American Institute for Conservation 25,
no. 2 (1986): 109. 22.
Burge, 1997, op.
cit.; Dr. Michael Rinaldi,
Department of Pathology, Veterans Administration Hospital and
University of Texas Health sciences Center, San Antonio, TX,
personal communication, 10 November 1997. 23.
Haines and Kohler, 1986, op.
cit. 25.
General information about EtO can be found at U.S. Department
of Labor Occupational Safety & Health Administration (OSHA), Safety
and Health Topics: Ethylene Oxide
(7 January 2003), at: http://www.osha-slc.gov/SLTC/ethyleneoxide/
Information about EtO’s toxicity to humans can be found in,
U.S. Department of Health and Human Services Public Health Service
National Toxicology Program, Ethylene Oxide - The Tenth Report on
Carcinogens.(December 2002), http://ehp.niehs.nih.gov/roc/toc10.html.
See also, Sterigenics (2015 Spring Road, Suite 650, Oak
Brook, Illinois 60523; Tel: 630-928-1700 / 800-472-4508; E-mail: info@Sterigenics.com),
“Sterilization Alternatives: Ethylene Oxide,” at: http://www.sterigenics.com/qeo.asp 26.
U. S. Environmental Protection Agency, Pesticides:
Topical & Chemical Facts Sheets, Ethylene Oxide
(19 May 2003) at: http://www.epa.gov/pesticides/factsheets/chemicals /etofactsheet.htm#bkmrk6 27.
Richard Strassburg, “Further information on the use of
ethylene oxide as a library and archival fumigant,” Society of
American Archivists leaflet (1983), cited in Haines and Kohler,
1986. See also, Mary W.
Ballard and Norbert S. Baer, "Ethylene
oxide fumigation: Results and risk assessment," Restaurator
7 (1986): 143-168; Robert McComb, "Three gaseous
fumigants," WAAC Newsletter 2(3) (September 1980);
Mary-Lou Florian, "The effect on artifact materials of the
fumigant ethylene oxide and freezing used in insect control,"
ICOM Preprints (1987): 199-208; John E. Dawson, "Ethylene
oxide fumigation: A new warning," Canadian Conservation Institute (nd); David Hillman,
"Fumigation at the B.C. Provincial Museum," IIC-CG
Newsletter (1982 or 1983?). I
would like to thank Jane Hutchins for providing me with these last
five citations. 28.
Dr. Ruperet Pentenrieder, Senior Vice President for Technical
Support, Belfor International GmbH, Oskar-Messter-Str. 885737
Ismaning / Germany, email communication 24
July 2003. “We really
do have some fears using EtO for disinfection of materials that are
to be used afterwards in closed areas and under uncertain
conditions.” 29.
Dr. Robert McComb, “The treatment of mold, mildew, fungi,
or microflora on library, archives, museum, and other depository materials: Fogging procedures,”
typescript, Library of Congress, Washington, D.C., 1992. 30.
Dr. Robert McComb, Research Chemist, Library of Congress,
Washington, D.C., personal communication, 1 September, 3 September,
10 September, 23 October, 4 November, and 19 December 1997.
Currently, the active ingredients in Lysol Brand II
Disinfectant Spray are Alkyl (50% C14, 40% C12, 10% C16) Dimethyl
Benzyl Ammonium Saccharinate 0.1%, and Ethanol; the inert
ingredients are water, fragrance, and propellant. (Information based
on correspondence dated 2 July 2003 from Donna Davis, Consumer
Relations Coordinator, Reckitt Benckiser North America, P.O. Box
945, Wayne, NJ 07474-0945). 31.
Esther Rinde. Science Analysis Branch, U. S.
Environmental Protection Agency, “Carcinogenicity peer review of
orthophenylphenol (OPP) and sodium orthophenylphenol (SOPP),”
memorandum, (August 24, 1994). 32.
Robert J. Weinberg, Graphic Conservation Company, 329 West 18th
Street, #701, Chicago, IL, personal communication, 12 September
1997. 33.
Ibid. 34
R. P. Currier, D. J. Torraco, J.B. Cross, G. L. Wagner, P.D.
Gladden, and L. A. Vanderberg, “Deactivation of clumped and dirty
spores of bacillus globigii,” Ozone
science and engineering 23
(2001): 285-294. 35.
Committee on Preservation of Historical Records, National
Materials Advisory Board, Commission on Engineering and Technical
Systems, National Research Council,
Preservation of historical records (Washington,
D.C. : National Academy Press, 1986): 12, 15, 18, 22, 24, 26; Glen
R. Cass, et. al., Protection of works of art from photomechanical
smog, Pasadena, CA: Environmental Quality Laboratory, California
Institute of Technology, 1988: 4, 12-54; and, Victor S. Salvin,
“Ozone fading of dyes,” Textile chemist and colorist 1
(1969): 245-51. 36.
Hazardous A Toxic Materials Office, Board of Public Works,
City of Los Angeles, “Fact Sheet On Ethylene Oxide Sterilant
Alternatives,” (June 1992), available at: http://es.epa.gov/techinfo/facts/ca-htm/oxide-fs.html 37.
Nancy McCall, “Gamma radiation as sterilant,” Society of
American Archivists newsletter (November, 1983): 6; P. Calvini and
L. Santucci, “Alcuni dati sugli effetti dell’ irradiazione
gamma sulla carta,” Bollettino dell’ Instituto Centrale per la
Patologia del Libro 35 (1978-79): 55-62; and Sar C. Pavon Flores,
Gamma radiation as fungicide and its effects on paper,” Bulletin
of the American Institute for Conservation 16 (1975-76): 15-44; all
cited in Haines and Kohler, 1986; “Gamma radiation,” Abbey
Newsletter 8, no. 2 (April 1984). 38.
M. Adamo, M. Giovannotti, G. Magaudda, M. Plossi-Zappala, F.
Rocchetti, and G Rossi, “Effect of gamma rays on pure cellulose
paper,” Restaurator
19 (1998), 41-59; M. Adamo, M. Brizzi, G. Magaudda, G. Martinelli,
M. Plossi-Zappala, F. Rocchetti, and F. Savagnone, “Gamma
radiation treatment of paper in different environmental conditions;
chemical, physical and microbiological analysis,” Restaurator
22 (2001), 107-131. See
also, Sterigenics (2015 Spring Road, Suite 650, Oak Brook, Illinois
60523; Tel: 630-928-1700 / 800-472-4508; E-mail: info@Sterigenics.com),
“Sterilization Alternatives: Gamma Radiation,” at: http://www.sterigenics.com/qgammar.asp 39.
Sterigenics (2015 Spring Road, Suite 650, Oak Brook, Illinois
60523; Tel: 630-928-1700 / 800-472-4508; E-mail: info@Sterigenics.com)
“Sterilization Alternatives: Electron Beam Radiation,” at:
http://www.sterigenics.com/qe-beam.asp 41.
Technical specifications for treatments conducted for CSU’s
Morgan Library, as well as all fiscal estimates for the work
accomplished, were provided by Kirk Lively via email on 7 July 2003. |